Gordon MacLeod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gordon MacLeod

    FRN 650302

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (23 Dec 2009 to 31 Dec 2014)
  • Redwood Financial Consultants Ltd (no longer approved here)

    FRN 515005

    • (3)Employed By (23 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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