Gordon Leonard Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 14 Sep 2007)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
  • Gordon Carter Independent Financial Adviser Ltd

    FRN 530944

    • (1)Employed By (since 2 Sep 2010)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (22 Mar 2004 to 21 Oct 2010)
  • Ian Cooke & Partners (1296) (no longer approved here)

    FRN 163348

    • (11)Employed By (5 Feb 2002 to 29 Aug 2003)

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Updates to this individual's record on the FCA register.

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