Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (6 Jul 2009 to 12 Jul 2012)
  • Carrick Stuart & Co (Financial Consultants) Ltd (no longer approved here)

    FRN 408406

    • Employed By (6 Jul 2009 to 12 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.