Gordon James Sangster

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 27 Oct 2021)
    • SMF10 Chair of the Risk Committee (25 Sep 2017 to 1 Jul 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (1 Nov 2007 to 23 May 2013)
    • CF17 Significant Mgt (Other Business Operations) (9 Dec 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2002 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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