Gordon Hay

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AKC Independent Financial Advisers Ltd

    FRN 947611

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (10 Aug 2020 to 8 Sep 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Apr 2009 to 19 Oct 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (25 Mar 2003 to 11 Jul 2005)
    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.