Gordon Graham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 12 Nov 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 12 Nov 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (20 Apr 2021 to 19 Sep 2024)
    • [FCA CF] Client dealing (20 Apr 2021 to 19 Sep 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Feb 2021 to 19 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2021)
  • DCF Financial Ltd (no longer approved here)

    FRN 649519

    • Employed By (17 Feb 2021 to 19 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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