Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 Jan 2022)
    • SMF16 Compliance Oversight (since 4 Jan 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (29 Aug 2012 to 14 Nov 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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