Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 19 Aug 2025)
- [FCA CF] Client dealing (since 7 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
- CF30 Customer (28 Jan 2014 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 17 Jan 2014)
- CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.