Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAMCO Asset Management (UK) Limited (no longer approved here)

    FRN 197343

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Jan 2023)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Oct 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.