Gordon Daley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 1 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2016)
    • CF30 Customer (13 Jul 2010 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF26 Customer Trading (19 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2005 to 13 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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