Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 12 Aug 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 12 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 12 Aug 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 17 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jan 2019)
    • CF30 Customer (10 Jul 2015 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (14 Nov 2014 to 18 May 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (14 Nov 2014 to 18 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.