Gordon Austin Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Manager of certification employee (7 Aug 2020 to 31 Dec 2024)
- [FCA CF] Client dealing (7 Aug 2020 to 31 Dec 2024)
- CF30 Customer (22 Aug 2019 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- CF30 Customer (22 Aug 2019 to 8 Dec 2019)
Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- CF30 Customer (7 Dec 2012 to 15 Oct 2013)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2004)
- CF27 Investment Management (1 Dec 2001 to 17 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.