Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 15 Dec 2017)
    • CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
    • CF1 Director (15 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Dec 2017 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (25 May 2010 to 4 Mar 2011)
  • Mortgage Managers Limited (no longer approved here)

    FRN 411614

    • (4)Employed By (25 May 2010 to 15 Dec 2017)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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