Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mortgage Managers Ltd
FRN 786526
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 26 Jun 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 15 Dec 2017)
- CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
- CF1 Director (15 Dec 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Dec 2017 to 30 Sep 2018)
-
- CF1 Director (AR) (25 May 2010 to 4 Mar 2011)
-
- (4)Employed By (25 May 2010 to 15 Dec 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.