Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABSOLUTE FINANCIAL MANAGEMENT LIMITED
FRN 401135
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Aug 2014)
- CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
- CF1 Director (25 Feb 2005 to 29 Aug 2014)
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- (1)Employed By (25 Feb 2005 to 29 Aug 2014)
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- CF22 Investment Adviser (Trainee) (15 Jul 2002 to 3 Sep 2002)
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- Employed By (9 Dec 1999 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.