Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Jun 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 29 Aug 2014)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
    • CF1 Director (25 Feb 2005 to 29 Aug 2014)
  • Dedicated Financial Planning Ltd (no longer approved here)

    FRN 195292

    • (1)Employed By (25 Feb 2005 to 29 Aug 2014)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF22 Investment Adviser (Trainee) (15 Jul 2002 to 3 Sep 2002)
  • Colston Financial Services Ltd (no longer approved here)

    FRN 200186

    • Employed By (9 Dec 1999 to 5 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.