Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (1 Aug 2019 to 5 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 5 Jul 2023)
    • CF30 Customer (9 Dec 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (1 Aug 2019 to 1 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • CF30 Customer (9 Dec 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Jul 2003 to 11 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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