Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 11 Mar 2022)
- [FCA CF] Client dealing (since 20 Nov 2018)
- [FCA CF] Material risk taker (18 Jan 2021 to 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 1 Nov 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.