Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Mar 2022)
    • [FCA CF] Client dealing (since 20 Nov 2018)
    • [FCA CF] Material risk taker (18 Jan 2021 to 1 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 1 Nov 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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