Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 9 May 2018)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
    • [FCA CF] Material risk taker (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 9 May 2018)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
    • [FCA CF] Material risk taker (since 14 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 9 May 2018)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (7 Jul 2010 to 23 Jan 2013)
  • Chayton Capital LLP (no longer approved here)

    FRN 450681

    • CF30 Customer (8 Oct 2009 to 18 Jun 2010)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (12 Oct 2004 to 12 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.