Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 14 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
- [FCA CF] Client dealing (since 9 May 2018)
- [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
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Citibank, N.A.
FRN 124704
- [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
- [FCA CF] Material risk taker (since 14 Dec 2023)
- [FCA CF] Client dealing (since 9 May 2018)
- [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
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Citibank Europe plc
FRN 211646
- [FCA CF] Material risk taker (since 14 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2023)
- [FCA CF] Client dealing (since 9 May 2018)
- [FCA CF] Manager of certification employee (4 Jul 2022 to 29 May 2024)
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- CF30 Customer (7 Jul 2010 to 23 Jan 2013)
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- CF30 Customer (8 Oct 2009 to 18 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 19 Dec 2008)
- CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Oct 2004 to 12 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.