Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 12 Sep 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 4 Sep 2024)
    • CF30 Customer (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (19 Mar 2018 to 28 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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