Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 3 Aug 2022)
- [FCA CF] Manager of certification employee (since 3 Aug 2022)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2022)
- CF30 Customer (23 Sep 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (17 Jan 2017 to 18 Apr 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 Jan 2017)
- CF30 Customer (21 Oct 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.