Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Sep 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (8 Feb 2023 to 30 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Jul 2018 to 8 Jan 2021)
    • [FCA CF] Client dealing (20 Jul 2018 to 21 Oct 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2016)
    • CF30 Customer (10 Oct 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Jul 2009 to 8 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.