Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Client dealing (since 6 Dec 2019)
- [FCA CF] Material risk taker (since 1 Nov 2019)
- CF30 Customer (20 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (13 May 2014 to 14 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.