Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • Director of firm who is not a certification employee or a SMF manager (9 Jan 2024 to 2 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2024)
    • CF1 Director (12 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (12 Oct 2018 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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