Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF7 Sole Trader (AR) (5 Aug 2004 to 31 Jan 2007)
- CF21 Investment Adviser (10 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2003 to 10 Jun 2004)
-
- (1)Employed By (5 Aug 2004 to 18 Dec 2009)
-
- Employed By (1 Jul 2003 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.