Glyn Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2005 to 13 Sep 2005)
  • Verso Wealth Management Limited (no longer approved here)

    FRN 153871

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.