Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Director of firm who is not a certification employee or a SMF manager (since 30 Jan 2022)
    • CF1 Director (AR) (since 21 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2020)
    • CF30 Customer (since 27 May 2020)
    • CF4 Partner (AR) (27 May 2020 to 22 Feb 2022)
    • (2)Employed By (since 21 Jan 2022)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF4 Partner (AR) (20 Dec 2017 to 3 Jun 2020)
    • CF30 Customer (20 Dec 2017 to 3 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (31 Jul 2013 to 12 Apr 2018)
    • CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
  • Closer Financial Partners (no longer approved here)

    FRN 605114

    • Employed By (31 Jul 2013 to 31 Jan 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Sep 2012 to 29 Jul 2013)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Jun 2003 to 13 Jul 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 11 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.