Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Director of firm who is not a certification employee or a SMF manager (since 30 Jan 2022)
- CF1 Director (AR) (since 21 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2020)
- CF30 Customer (since 27 May 2020)
- CF4 Partner (AR) (27 May 2020 to 22 Feb 2022)
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Glade Independent Financial Services Limited
FRN 968030
- (2)Employed By (since 21 Jan 2022)
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- CF4 Partner (AR) (20 Dec 2017 to 3 Jun 2020)
- CF30 Customer (20 Dec 2017 to 3 Jun 2020)
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- CF30 Customer (31 Jul 2013 to 12 Apr 2018)
- CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
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- CF4 Partner (AR) (31 Jul 2013 to 12 Apr 2018)
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- Employed By (31 Jul 2013 to 31 Jan 2022)
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- CF30 Customer (27 Sep 2012 to 29 Jul 2013)
- CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Jun 2003 to 13 Jul 2007)
- CF22 Investment Adviser (Trainee) (19 May 2003 to 11 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.