Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEXION FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 558017

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 11 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Apr 2023)
    • CF10 Compliance Oversight (29 Mar 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 11 Apr 2023)
    • Responsible for Insurance Mediation (1 Nov 2011 to 30 Sep 2018)
    • CF1 Director (1 Nov 2011 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 31 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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