Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cleveland Wealth Management Ltd (no longer approved here)

    FRN 762912

    • [FCA CF] Client dealing (13 May 2024 to 6 May 2025)
    • [FCA CF] Functions requiring qualifications (13 May 2024 to 6 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • CF1 Director (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • M G Shaw (UK) Limited (no longer approved here)

    FRN 217383

    • CF21 Investment Adviser (22 Nov 2002 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.