Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Sep 2020 to 7 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 18 Feb 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (14 Dec 2016 to 18 Feb 2023)
    • [FCA CF] Client dealing (27 Oct 2016 to 18 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 May 2016 to 18 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.