Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Manager of certification employee (since 14 May 2025)
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Manager of certification employee (since 14 May 2025)
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- SMF27 Partner (9 Dec 2019 to 11 Jul 2021)
- SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2021)
- CF3 Chief Executive (20 Aug 2019 to 8 Dec 2019)
- CF4 Partner (20 Aug 2019 to 8 Dec 2019)
- CF30 Customer (5 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (27 Apr 2012 to 7 Nov 2014)
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- CF30 Customer (16 May 2008 to 28 Jul 2010)
- CF1 Director (AR) (16 May 2008 to 28 Jul 2010)
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- Employed By (16 May 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Feb 2008)
- CF29 Significant management (1 Nov 2007 to 5 Feb 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Feb 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.