Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 May 2025)
    • [FCA CF] Manager of certification employee (since 14 May 2025)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • SMF27 Partner (9 Dec 2019 to 11 Jul 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2021)
    • CF3 Chief Executive (20 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (27 Apr 2012 to 7 Nov 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (16 May 2008 to 28 Jul 2010)
    • CF1 Director (AR) (16 May 2008 to 28 Jul 2010)
  • ICAP Equities Ltd (no longer approved here)

    FRN 481584

    • Employed By (16 May 2008 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
    • CF29 Significant management (1 Nov 2007 to 5 Feb 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.