Glenn Richard Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2011)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (20)Employed By (since 31 May 2013)
  • Charles Derby Associates (no longer approved here)

    FRN 486140

    • Employed By (13 Dec 2011 to 31 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 24 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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