Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSHING SECURITIES LIMITED
FRN 146576
- Director of firm who is not a certification employee or a SMF manager (since 26 Jun 2025)
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Carne Global Fund Managers (UK) Limited
FRN 774846
- SMF3 Executive Director (since 24 Jul 2023)
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- SMF3 Executive Director (since 24 Jul 2023)
- SMF1 Chief Executive (since 24 Jul 2023)
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- SMF24 Chief Operations (9 Dec 2019 to 14 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2022)
- CF28 Systems and controls (6 Dec 2013 to 12 Jan 2018)
- CF29 Significant management (6 Dec 2013 to 12 Jan 2018)
- CF1 Director (2 Oct 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.