Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jun 2023)
    • CF1 Director (AR) (21 Aug 2015 to 13 Jun 2023)
    • CF30 Customer (21 Aug 2015 to 13 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Jul 2012 to 31 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.