Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • [FCA CF] Functions requiring qualifications (9 Nov 2020 to 24 Jan 2025)
    • [FCA CF] Client dealing (9 Nov 2020 to 24 Jan 2025)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (15 Dec 2010 to 12 Sep 2020)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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