Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 13 Mar 2017)
    • [FCA CF] Client dealing (9 Dec 2020 to 17 Sep 2024)
    • Responsible for Insurance Mediation (13 Mar 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (13 Mar 2017 to 8 Dec 2019)
    • CF1 Director (13 Mar 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Apr 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.