Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 26 Jun 2023)
- [FCA CF] Client dealing (since 26 Jun 2023)
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- (11)Employed By (8 Sep 2021 to 26 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Jun 2023)
- CF30 Customer (12 Dec 2013 to 26 Jun 2023)
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- (1)Employed By (12 Dec 2013 to 26 Jun 2023)
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- CF30 Customer (15 Oct 2009 to 29 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
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