Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (10 Dec 2018 to 18 Apr 2019)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (9 Jan 2015 to 6 Mar 2016)
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- CF10 Compliance Oversight (12 Jun 2008 to 16 May 2014)
- CF28 Systems and controls (12 Jun 2008 to 16 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.