Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (6 May 2009 to 6 Sep 2011)
    • CF30 Customer (6 May 2009 to 8 May 2009)
  • Berkeley Wealth Management Ltd (no longer approved here)

    FRN 500096

    • Employed By (6 May 2009 to 6 Sep 2011)
  • Berkeley Consultants UK Ltd (no longer approved here)

    FRN 192582

    • Employed By (28 Sep 2005 to 14 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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