Glen Manning

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Manager of certification employee (31 Dec 2020 to 23 May 2022)
    • [FCA CF] Client dealing (31 Dec 2020 to 31 Oct 2022)
    • CF30 Customer (18 Feb 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 May 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 May 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 24 Jun 2002)
    • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 24 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 24 Jun 2002)
    • CF21 Investment Adviser (24 Jun 2002 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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