Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nott Pybus & Associates Limited
FRN 147535
- 11. Pension transfer specialist
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 22 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (since 30 May 2024)
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JLM Network Wealth Limited
FRN 991615
- (2)Employed By (since 22 Jun 2024)
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JLM MORTGAGE NETWORK LTD
FRN 300629
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Nov 2021)
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- Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 1 Oct 2022)
- [FCA CF] Functions requiring qualifications (7 Jul 2021 to 20 Jul 2021)
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- CF1 Director (AR) (25 May 2017 to 21 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at JLM Network Wealth Limited
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controlled function added: (2)Employed By at JLM Network Wealth Limited