Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Aug 2013)
    • CF30 Customer (since 13 Aug 2013)
    • (3)Employed By (since 19 Oct 2012)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (19 Oct 2012 to 15 Aug 2013)
    • CF30 Customer (19 Oct 2012 to 15 Aug 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (30 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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