Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 23 Aug 2010)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 17 Jan 2007)
  • RINGROSE GRIMSLEY LIMITED (no longer approved here)

    FRN 228585

    • CF21 Investment Adviser (2 Nov 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.