Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Algorithmic trading (7 Apr 2021 to 24 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.