Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2020)
  • Sigma Broking Limited (no longer approved here)

    FRN 485362

    • CF30 Customer (11 Dec 2018 to 2 May 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (6 Jun 2016 to 31 May 2018)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (6 Jun 2016 to 31 May 2018)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF30 Customer (24 Jan 2014 to 25 Apr 2014)
    • CF4 Partner (24 Jan 2014 to 25 Apr 2014)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (10 Oct 2013 to 28 Apr 2014)
    • CF4 Partner (AR) (10 Oct 2013 to 23 Jan 2014)
  • VARIANCE CAPITAL ASSET MANAGEMENT LLP (no longer approved here)

    FRN 453268

    • CF27 Investment Management (24 Nov 2006 to 16 Feb 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF27 Investment Management (30 Mar 2006 to 24 Nov 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 Oct 2003 to 22 Jul 2005)
    • CF26 Customer Trading (18 Nov 2002 to 17 Oct 2003)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.