Giuseppe Leppi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverRock European Capital Partners LLP (no longer approved here)

    FRN 502154

    • SMF1 Chief Executive (2 Jun 2023 to 2 Jun 2023)
    • [FCA CF] Manager of certification employee (20 Jan 2022 to 19 Dec 2023)
    • [FCA CF] Significant management (20 Jan 2022 to 19 Dec 2023)
    • [FCA CF] Material risk taker (20 Jan 2022 to 19 Dec 2023)
    • [FCA CF] Client dealing (20 Jan 2022 to 18 Dec 2024)
  • RiverRock Capital Limited (no longer approved here)

    FRN 599241

    • SMF3 Executive Director (1 Sep 2022 to 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 18 Jan 2024)
    • [FCA CF] Client dealing (18 Dec 2020 to 18 Jan 2024)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF30 Customer (26 Mar 2015 to 29 Mar 2017)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (9 Nov 2011 to 9 Nov 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (9 Nov 2011 to 31 Aug 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (9 Nov 2011 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.