Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2009 to 19 Nov 2009)
    • CF10 Compliance Oversight (1 Jul 2009 to 19 Nov 2009)
    • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
  • TLcom Capital LLP (no longer approved here)

    FRN 441120

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF4 Partner (3 Apr 2006 to 22 Sep 2008)
    • CF27 Investment Management (3 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.