Giulio Alfinito

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 29 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jul 2021)
    • [FCA CF] Material risk taker (since 14 Jul 2021)
    • [FCA CF] Manager of certification employee (since 22 Aug 2017)
    • [FCA CF] Client dealing (since 22 Aug 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Jun 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jun 2016)
    • CF30 Customer (4 Oct 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Jul 2008 to 25 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.