Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (since 3 Apr 2020)
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- CF30 Customer (31 Mar 2010 to 8 Feb 2017)
- CF4 Partner (31 Mar 2010 to 8 Feb 2017)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
- CF26 Customer Trading (1 Dec 2001 to 9 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.