Giovanni Raffa

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (13 Jun 2018 to 17 Feb 2021)
    • [FCA CF] Client dealing (23 Oct 2017 to 15 Sep 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Sep 2005 to 24 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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