Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (26 Apr 2022 to 15 Jan 2026)
- [FCA CF] Manager of certification employee (6 Mar 2018 to 20 Jun 2019)
- [FCA CF] Client dealing (13 Oct 2016 to 29 Jul 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (26 Apr 2022 to 15 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.