Giovanni De Bustis Figarola

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- CF1 Director (6 Feb 2013 to 21 Sep 2015)
- CF10 Compliance Oversight (6 Feb 2013 to 3 Mar 2015)
- CF30 Customer (6 Feb 2013 to 13 Nov 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (25 Aug 2011 to 19 Nov 2012)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (17 Aug 2009 to 19 Apr 2011)
Intesa Sanpaolo SpA (no longer approved here)
FRN 191858
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.